At a glance
- Key management tool for efficient asset management
- Professional and well-documented governance
- Taking into account of best practice and regulatory requirements
Investment regulations define the principles, organisation and processes for the investment of an institutional investor’s assets. Our many years of practical experience as well as the ongoing dialogue with an extensive client base and the supervisory authorities enable us to provide you with the best possible support in drawing up or reviewing your investment regulations.
Investment organisation
Decisions according to levels of competence and clear separation of decision, execution and control.
Good Governance
Professional handling of potential conflicts of interest.
Monitoring
Ensuring meaningful and level-appropriate reporting so that the responsible bodies can fulfil their management responsibilities.
Requirements for financial service providers
Definition of the requirements for external service providers and their tasks.
Investment strategy
Complete documentation of the investment strategy, tactical bandwidths, benchmark indices and the rebalancing concept.
Investment guidelines
Appropriate and precise investment rules as a basis for asset management contracts.
ESG
Possibility of incorporating ESG principles and objectives.
Legal compliance
Compliance with legal and regulatory requirements.
Institutional best practice
advisory activities.
Certification
The Investment Consulting & Controlling division is certified to ISO 9001:2015 by the Swiss Association for Quality and Management Systems SQS (reg. no. CH-47418). Thanks to the integration of SQS in IQNET (The International Certification Network), the certification is recognised worldwide.
